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CGST Act 2017 S.73 / S.74 SCN DRC-01 / DRC-07 Audit S.65

Received a GST Department Notice? Reply Strategically.

A comprehensive guide for taxpayers and CA professionals on responding to GST scrutiny, show cause, audit, assessment, and demand notices — with correct citations to CGST Act 2017 provisions and proven defense strategies.

Critical: SCN Reply Silence = Admission

Your SCN reply must specifically address each and every allegation raised by the department. Failure to reply — or a partial reply that ignores specific grounds — gives the adjudicating officer the right to proceed ex-parte and confirm the entire demand. Every ground, every amount, every document reference must be addressed point by point.

What are GST Department Notices?

The GST department can issue various types of notices under the Central Goods and Services Tax Act, 2017. Each notice has a specific purpose, prescribed format, reply time limit, and required procedure. Identifying your notice type is the first step to an effective response.

S.61

Scrutiny Notice

Issued when the officer finds discrepancies between GSTR-1 and GSTR-3B or other returns. Must be responded to in GST ASMT-11 within 7 days or the period specified. Failure leads to best-judgment assessment under Section 62. Attach reconciliation statements and supporting invoices.

S.73/74

Show Cause Notice (SCN)

The most serious notice — proposing a tax demand. Section 73 covers non-fraud cases (3-year limitation); Section 74 covers fraud/misstatement/suppression (5-year limitation). Reply in DRC-06 within 30 days. Demand summary in DRC-01. Final order in DRC-07.

S.65

Audit Notice

Issued before conducting a GST audit of books of accounts. The officer must give at least 15 days notice before audit commencement. Audit can span multiple financial years. Irregularities found during audit lead to SCN. Produce all books, records, and invoices promptly.

S.62/63

Assessment Notice

Section 62 — best judgment assessment when returns are not filed after notice under S.46. Section 63 — assessment of unregistered persons. Both allow the taxpayer to file pending returns or a response within 30 days to have the assessment withdrawn and proceedings recalled.

DRC-01

Demand Notice / DRC-01

DRC-01 is the summary SCN accompanying the detailed show cause notice specifying the proposed tax, interest, and penalty. Reply in DRC-06. Upon confirmation of demand, DRC-07 (Recovery Notice) is issued. Make payment via DRC-03 within 3 months to avoid coercive recovery action.

DRC-07

Final Demand Order

DRC-07 is the final order confirming the demand after adjudication. It is issued only after a personal hearing opportunity. Once DRC-07 is issued, the demand is recoverable. File First Appeal (APL-01) before the Appellate Authority within 3 months with 10% pre-deposit of disputed tax.

Applicable Laws and Provisions

Provision Act Subject Key Timeline
S.61CGST Act 2017Scrutiny of returns — discrepancy notice7 days or specified period to reply
S.62CGST Act 2017Best judgment assessment — non-filerWithdraw if return filed within 30 days of order
S.63CGST Act 2017Assessment of unregistered personsWithin 5 years of the tax period
S.65CGST Act 2017Audit by tax authorities15 days advance notice; audit max 3 months extendable
S.73CGST Act 2017Demand — other than fraud/suppressionSCN within 3 years from annual return due date
S.74CGST Act 2017Demand — fraud/wilful misstatement/suppressionSCN within 5 years from annual return due date
S.75CGST Act 2017General provisions — demand and recoveryReduced penalty if tax paid before/after SCN
S.79CGST Act 2017Recovery of tax — coercive measures3 months post DRC-07 before recovery
S.107CGST Act 2017Appeal to Appellate Authority3 months from order; 10% pre-deposit
IGST ActIGST Act 2017Interstate supply — same SCN provisionsVia CGST provisions mutatis mutandis

Defenses and Strategies for Your Reply

1. Input Tax Credit Legitimacy

ITC claimed on legitimate business purchases is valid under Section 16. If the department alleges ITC reversal, produce supplier invoices, GSTR-2A/2B reconciliation, payment proofs, and demonstrate all conditions under S.16 are met. The bonafide purchaser protection principle — courts have repeatedly held you cannot be denied ITC merely because the supplier defaulted, if you exercised due diligence.

2. Time-Bar Defense — Limitation

Under Section 73, the SCN must be issued within 3 years from the due date of filing the annual return for the relevant financial year. Under Section 74 (fraud), it is 5 years. Calculate the due date precisely. An SCN issued beyond this period is void ab initio — this is a complete defense that does not require you to address the merits.

3. Procedural Defects in the SCN

A valid SCN must: specify exact grounds of demand; be signed by the authorized officer with designation; provide adequate time to reply; and be properly served — personal service, RPAD, or GST portal notice. If any element is absent, the SCN and consequent order can be challenged as violating principles of natural justice through a High Court writ petition.

4. Double Taxation / Tax Already Paid

If tax has been paid under IGST but the department is demanding CGST+SGST (or vice versa), produce payment challans as a complete defense. If tax was already paid by the recipient under reverse charge, both cannot be levied. Attach DRC-03 receipts, GSTR-3B showing tax payment, and bank statements showing payment to the government.

5. Classification Dispute

If the demand arises from classification of goods or services under a higher HSN/SAC rate, argue the correct classification citing: CBIC Advance Rulings, GST Council recommendations, AAR/AAAR decisions in your state, and industry practice. Classification disputes that are genuinely arguable support waiver of penalty under Section 73(11) as there is no fraud or misstatement.

6. Bonafide Belief Defense

A genuine dispute on a question of law, supported by conflicting AAR rulings, legal opinions from senior advocates, or circulars from CBIC, demonstrates bonafide belief. Under Section 73(11), penalty is not leviable if tax has been paid with interest and the taxpayer can show there was no intention to evade. Present the legal opinion as part of the SCN reply.

7. Pay Before Reply — Deemed Conclusion

When liability is clear, voluntary payment is the most cost-effective strategy. Section 73(5): pay tax + interest + 15% penalty before SCN issue — proceedings deemed concluded. Section 73(8): pay within 30 days of SCN — 25% penalty. Section 74(5): pay before SCN — 15% penalty. Section 74(8): pay within 30 days of SCN — 25% penalty. Use DRC-03 for payment and inform the officer.

Step-by-Step Reply Guide

1

Identify Notice Type and Deadline

Read the notice carefully and identify: the section cited (S.61, S.62, S.73, S.74, S.65), the financial year in question, and the reply deadline. Scrutiny notices (S.61): 7 days. SCN (S.73/74): 30 days. Audit notice (S.65): 15 days after findings are communicated. Mark the deadline immediately and add a reminder 5 days before.

2

Gather All Relevant Documents

Collect: GSTR-1, GSTR-3B, GSTR-2A/2B for the relevant periods; purchase and sales invoices; GST payment challans (DRC-03/PMT-06); bank statements; stock records; e-way bills; ITC register; and books of accounts. Department allegations must be answered with documents, not arguments alone.

3

Address Every Allegation Point-by-Point

Structure your DRC-06 reply: repeat each allegation verbatim; state your response clearly; cite the relevant legal provision; list supporting documents. Never bundle multiple allegations in one paragraph. Number each response as "Ground 1 Response", "Ground 2 Response" matching the SCN structure exactly.

4

Cite Applicable Judgments and Circulars

Support legal arguments with Supreme Court and High Court judgments, CBIC Circulars, and GST Council recommendations. Cite AAR/AAAR rulings favorable to your position. A well-cited reply carries significantly more weight. Include the full citation: court name, case name, year, and paragraph number.

5

File Reply on GST Portal in Form DRC-06

Log in to GST Portal → Services → User Services → My Applications → DRC-06. Upload your reply PDF. Attach all supporting documents as annexures. Screenshot the acknowledgment with ARN number. Also submit a physical copy to the jurisdictional officer with proper receipt and date stamp.

6

Attend Personal Hearing

Request a personal hearing under Section 75(4) — it is your statutory right. Attend with your CA or advocate. After the hearing, file a brief written synopsis of your oral submissions within 3 days to create a clear record. The adjudicating officer must pass an order before the applicable limitation expires.

7

Escalate to Appeal if Order is Adverse

If DRC-07 is issued confirming demand: file First Appeal (APL-01) before the Appellate Authority within 3 months. Pre-deposit 10% of disputed tax (maximum ₹25 crore for CGST + ₹25 crore for SGST). If appeal fails, go to GSTAT within 3 months. High Court writ lies for jurisdictional errors or questions of law at any stage.

Reply Timelines at a Glance

Notice Type Provision Reply Window Reply Form Default Consequence
Scrutiny NoticeS.617 days / extended periodGST ASMT-11Best judgment assessment — S.62
SCN (non-fraud)S.7330 daysDRC-06Ex-parte order — full demand + 15% penalty
SCN (fraud/suppression)S.7430 daysDRC-06Ex-parte order — full demand + 100% penalty
Audit NoticeS.6515 days advance noticeWritten responseObstruction; SCN post-audit findings
Assessment (non-filer)S.6230 days to withdraw orderFile pending returnsAssessment becomes final and recoverable
Demand (DRC-07)S.793 months to payDRC-03Coercive recovery — bank attachment, seizure

Appeal Forum Hierarchy

1
Adjudicating Officer
Reply to SCN. Hearing. DRC-07 order.
2
GST Appellate Authority
APL-01 in 3 months. 10% pre-deposit.
3
GST Tribunal (GSTAT)
Second appeal in 3 months. 20% further deposit.
4
High Court / Supreme Court
Substantial question of law. Writ for jurisdictional error.

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